Grace Theological Journal 11.2 (1990) 205-220

          Copyright © 1981 by Grace Theological Seminary.  Cited with permission.

 

 

               A DISCOURSE ANALYSIS OF

                     COLOSSIANS 2:16-3:11

 

 

                                 GREGORY T. CHRISTOPHER

 

 

            A discourse analysis of Colossians 2:16-3:17 has led to three

conclusions. First, this section forms a discourse unit (specifically,

hortatory discourse with embedded expository discourse). Second, the

structural framework is a chiasmus. Its functions are to provide the

structural rubric around which the argument develops and to provide

cohesion which holds the book together. And third, the argument of

this section builds to a climax, identified with the imperative, "Put on "

(3:12). Specific text-based features (change in tense and person associ-

ated with the imperatives, change in word order, and use / nonuse of the

vocative) point to these conclusions.

 

                                                       * * *

 

                                            INTRODUCTION

 

            Jan de Waard and Eugene Nida note that translation is essentially

interpretation.l  Translators, and by extension, interpreters, should not

only be concerned about content, but concern should also extend to

rhetorical impact and appeal and to rhetorical structure and meaning.

Translators/interpreters must recognize patterns of selection and ar-

rangement. Such concerns go beyond sentence level syntax, in that

rhetorical structures are normally large patterns and less rigidly rule-

governed. These structures are features of discourse.2

     The focus of this paper is the discourse structure of Colossians

2:16-3:17. The structural framework is a chiasmus which serves a dual

purpose. The chiasmus provides the cohesion which holds the book

together. And it provides the structural rubric around which the argu-

ment of Colossians 2:16-3:17 develops to a climax.

 

                1 I would like to thank Robert Longacre and Daniel Wallace for their critical

comments. The content of this paper, however, is the author's responsibility.

                2 Jan de Waard and Eugene A. Nida, From One Language to Another (Nashville:

Nelson, 1987) 40, 79.80.



206                             GRACE THEOLOGICAL JOURNAL

 

            Before outlining the chiastic structure, the method which under-

lies this paper is summarized. The basis for the claims is discourse

grammar. 3

                              METHODOLOGICAL OVERVIEW

 

            In a paper entitled, "Why We Need a Vertical Revolution in

Linguistics," Robert Longacre outlines features of language for which

sentence level grammars are unable to account.4 Discourse grammar-

ians claim that sentence level grammars are unable to describe informa-

tion structure, and therefore, are unable to fully account for the

dynamics of language.5 Part of the problem is that English speakers are

generally unaware of discourse features.6

            Information structure consists of several levels. For the purposes

of this paper, two levels are outlined. The first level is main-line verbs

of discourse. The second level is discourse peak.

 

Main-line Verbs of Discourse

 

            Not all information is of equal value. Some information is salient

and carries the discourse forward to its climax, while other information

is supportive. This distinction is marked by a specific tense-aspect-

mood. Salient information is marked by a main-line verb while suppor-

tive information is marked by verbs which progressively depart from

the main-line. Longacre explains:

 

                3 0ne should not equate discourse grammar with structuralism, though some overlap

might exist. Daniel Patte illustrates the latter ("Method for a Structural Exegesis of

Didactic Discourse: Analysis of I Thessalonians," Semeia 26 [1983] 85-129). For a

critique of structuralism, see Bill Stancil, "Structuralism and New Testament Studies,"

SWJT 22 (1980) 41-59. Longacre's discourse grammar is independent of (European)

structuralism (personal communication).

                4 Robert Longacre, "Why We Need a Vertical Revolution in Linguistics," The Fifth

LACUS Forum (Columbia, SC: Hornbeam, 1978) 247-70.

                s Take, for example, the work of Henk van Riemsdijk and Edwin Williams. Their

research focus are sentences. At the same time they recognize limitations to such a

research program. They concede, "In principle it could turn out that it is impossible to

characterize sentences in and of themselves without reference to their roles in various

conversations" (Introduction to the Theory of Grammar [Cambridge: MIT, 1986] 184).

                6 James Gee notes that "English is particularly impoverished in discourse particles

and other formal discourse markers" ("Units in the Production of Narrative Discourse,"

Discourse Processes 9 [1983] 392). This puts speakers of English at a disadvantage

vis-á-vis discourse analysis, in that we are unaware of such features and consequently fail

to search for them in language analysis. Discourse analysts such as Longacre correct this

disadvantage. Their exposure to languages makes them aware of language dynamics in

general and discourse strategies in particular.



CHRISTOPHER: DISCOURSE ANALYSIS                       207

 

            Discourse grammarians are coming to recognize more and more that in

            telling a story in any language, one particular tense is favored as the

            carrier of the backbone or story-line of the story while other tenses serve

            to present the background, supportive, and predictive material in the

            story. 7

 

            To illustrate these distinctions, note Longacre's discussion of

Hebrew narrative and hortatory discourse. Each discourse type has its

own constellation of verb forms (what Longacre calls salience scheme).

Chart 1 illustrates Hebrew narrative, while Chart 2 illustrates Hebrew

hortatory discourse.8

            The preterite (waw-consecutive) marks the main-line in Hebrew

narrative, a chain of (necessary verb-initial clauses). Supportive infor-

mation is scalar, moving from action (Band 2), to static verbs (Band 4),

to irrealis (Band 5).

__________________________________________________________________

Band 1             1. Preterite I

Storyline

__________________________________________________________________

Band 2               2.1 Perfect

Backgrounded     2.2 Noun + Perfect

Actions

__________________________________________________________________

Band 3                  3.1 hinnen + participle

Backgrounded         3.2 Participle

Activities                              3.3 Noun + participle

__________________________________________________________________

Band 4                       4.1 Preterite of haya, "be"

Setting                          4.2 Perfect of haya, "be"

                                                 4.3 Nominal clause (verbless)

                                                   4.4 Existential clause with yesh

__________________________________________________________________

Band 5                                            5. Negation of verb clause

Irrealis

__________________________________________________________________

                                             Chart 1

            Hebrew Verb Rank Scheme for Narrative Discourse

                                 Used with permission

 

            Note the differences between narrative and hortatory discourse

(see Chart 2). Preterite marks main-line of narrative while the main-

line of hortatory discourse is the imperative. Supportive information is

also scalar.

 

7Robert Longacre, Joseph: A Story of Divine Providence (Winona Lake: Eisen-

brauns) 64.

8Longacre, Joseph, 81, 121.



208                 GRACE THEOLOGICAL JOURNAL

__________________________________________________________________

Band I                                      1.1 Imperative (2pl)

Primary line of              1.2 Cohortative (1 pl)

Exhortation                               1.3 Jussive (3pl)

__________________________________________________________________

Band 2                         2.1 'al + jussive/imperfect

Secondary line                 2.2 Modal imperfect

of exhortation

__________________________________________________________________

Band 3                               3.1 waw-(consecutive) perfect

Results/consequences          3.2 lo'/pen + imperfect

(Motivation)                                       3.3 (Future) perfect

__________________________________________________________________

Band 4                                     4.1 Perfect (of past events)

Setting (or problem)                                 4.2 Participles

                                                                 4.3 Nominal clauses

__________________________________________________________________

                                            Chart 2

           Hebrew Verb Rank Scheme for Hortatory Discourse

                                  Used with permission

 

            Identification of main-line verbs is important. First, main-line

verbs are textual clues as to salient versus supportive information.

Main-line verbs carry the discourse forward. Second, main-line versus

supportive verbs serve to identify paragraph structure.9 Third, altering

the main-line can mark discourse peak or climax (see next section).

And fourth, abstraction of macrostructure is related to verb ranking.

Macrostructure is essentially the overall plan or design of a discourse. 10

 

Discourse Peak

            The second level of information relative to this paper is discourse

peak. The assumption here is that a discourse “is going somewhere in

terms of its inner drive and development.” 11 There is movement toward

a conclusion. An interpreter's goal, then, is to retrace an author's

progression of thought (being conscious of the main-line), a progres-

sion which builds to the conclusion or discourse peak. In narrative, for

example, peak may be maximum tension (climax) or a crucial event

that provides a resolution to a plot (denouement). The peak of horta-

tory discourse is the most effective attempt to change behavior.

Longacre calls this progression the profile of a text, i.e., linguistic

reflexes of mounting and declining tension. 12

 

                9For a complete discussion, see Longacre, Joseph, 83-118.

                10Longacre, Joseph, 42. See also Teun van Dijk, Text and Context (London:

Longmans, 1977).

            11Robert Longacre, "Discourse Peak as Zone of Turbulence," Beyond the Sentence

(Ed. J. Wirth; Ann Arbor: Karoma, 1985) 84.

            12Robert Longacre, "A Spectrum and Profile Approach to Discourse Analysis,"

Text 1 (1981) 337.



CHRISTOPHER: DISCOURSE ANALYSIS                       209

 

            Longacre describes discourse peak as a "zone of turbulence in

otherwise placid flow of discourse." 13 Changes from the "routine"

within a discourse serve as cues to mark the progression of a discourse.

Longacre explains that languages possess a number of possible strate-

gies to mark discourse peak. These strategies vary across languages.

Essentially the regular flow of the discourse is altered at peak. A given

discourse may employ one or several strategies. Such strategies may

include rhetorical underlying (e.g., paraphrase), change in word order,

discourse peak particle, change of tense-aspect-mood, change of sen-

tence length, al.14 The underlying assumption is that variation is not

random nor arbitrary.15

            The identification of discourse peak is important. Longacre

explains:

 

            The importance of the identification of peak is that it enables us to get at

            the overall grammar of the discourse. If we can identify a discourse

            peak, then we can identify pre-peak and post-peak sections. These, plus

            special beginning and ending sections, give us a surface grammar of

            discourse that is not dissimilar from the recognition of subject, verb, and

            object on the clause level in a language. The verb as a central constituent

            of the clause can be compared with the peak as a central constituent of

            the discourse.16

 

            A critical part of understanding a discourse (or a section of a

discourse), then, is the identification of the conclusion or discourse

peak. This paper will illustrate the importance of this concept in terms

of Colossians 2:16-3:17.

 

Summary

 

The method which underlies the interpretive conclusions of this

paper is discourse grammar as developed by Robert Longacre. The

 

13Longacre, "A Spectrum and Profile," 351.

14Longacre, "Discourse Peak as Zone of Turbulence," 84-86; "A Spectrum and

Profile," 349-51.

15Longacre, Joseph , xiii.

16Longacre, Joseph, 97. Paul Ricoeur's comment about the conclusion of a story is

relative here. He writes: “To follow a story is to move forward in the midst of contin-

gencies and peripeteai under the guidance of an expectation that finds its fulfillment in

the 'conclusion' of the story. This conclusion is not logically implied by some previous

premises. It gives the story an 'end point,' which, in turn, furnishes the point of view from

which the story can be perceived as forming a whole. To understand the story is to

understand how and why the successive episodes led to this conclusion, which far from

being foreseeable, must finally be acceptable, as congruent with the episodes brought

together by the story" (emphasis mine; Time and Narrative [3 vols; Chicago: The

University of Chicago Press, 1984-86] 1:66, 67). This comment is part of Ricoeur's

discussion of emplotment. Essentially, emplotment is a way to describe the organization



210                 GRACE THEOLOGICAL JOURNAL

 

goal of this method is to identify the information structure of a

discourse. For the purpose of this paper, two levels were introduced,

main-line verbs and discourse peak. An application of this method to

Colossians 2:16-17 follows.

 

            DISCOURSE STRUCTURE OF COLOSSIANS 2:16-3:11

 

A discourse analysis of Colossians 2:16-3:17 (hereafter central

section) suggests that this portion of Colossians is hortatory discourse

with embedded exposition. The structural framework is a simple

chiasmus. It provides the cohesion that holds the book together, and it

provides the rubric in which the central section progresses to its dis-

course peak or climax.

            Before outlining the chiasmus, I shall first define and illustrate this

structure within the broader context of NT interpretation.

 

Definition

            As commonly accepted chiasmus is inverted parallelism.17 The

interior consists of either a single element (e.g., C) or two comple-

mentary elements (e.g., B B'). The exterior consists of pairs of com-

plementary elements forming a composite meaning (e.g., A A'). These

are illustrated in Figure 1.

                                                A  B                 A  B

                                                                           C

                                                B' A'                B' A'

           

FIGURE 1. Chiastic Structures

 

Colossians 1:2 is an example of a simple chiasmus. The interior ele-

ments are "saints" and "faithful brethren." The exterior elements are

two prepositional phrases, "in Colossea" and "in Christ."18 Note the

following figure.

                                                A   in Colossae

                                                      B   saints

                                                      B' faithful brethren

                                                A'  in Christ

 

                    FIGURE 2. Chiastic Structure of Colossians 1:2

__________________________________________________________________

of a discourse, a concept which parallels Longacre's macrostructure. Because of em-

plotment an interpreter is able to "follow" a discourse from its beginning to the climax

(Time and Narrative, 1:64-10).

                17de Waard and Nida, From One Language to Another, 112-20.

            18The English translation is "to the saints in Colossea and to the faithful brethren in

Christ" (author's translation). The chiasmus is lost in the English.



CHRISTOPHER: DISCOURSE ANALYSIS                       211

 

Chiasmus and NT Interpretation

 

Blass-Debrunner note that the identification of chiasmus in the

NT is controversial.19 Though chiastic structures are more readily

associated with the OT ,20 NT studies have begun to recognize their

presence and potential for interpretation.21 Some have taken a progres-

sive position.22

            Several have identified chiastic structures over larger sections of

text. M. Philip Scott, for example, suggests that a chiasmus is a key to

interpreting Mark's Gospel.23 George Rice identifies a chiasmus as the

central section of Hebrews.24 More germane to this paper, Steven M.

Baugh suggests that the hymn of Colossians 1:15-20 is a chiasmus.25

 

Identification of Chiastic Structure

            A chiasmus marks the central section of Colossians (see Figure 3).

The chiasmus provides the cohesion which ties together the two halves

of the book and provides the rubric around which the argument of the

central section develops to a climax. I will now summarize my interpre-

tation (alternative positions are cited in the notes).

            First, 2:16-3:17 is taken as a unit.26 The basis for this interpretation

is the shift of tense-aspect-mood and word order (see Figure 3). The

 

            19F.Blass and A. Debrunner, A Greek Grammar of the New Testament and Other

Early Christian Literature (Ed. Robert Funk; Chicago: The University of Chicago Press,

1961) 252.

                20de Waard and Nida, From One Language to Another, 112-20.

            21Ronald Man, "The Value of Chiasm for New Testament Interpretation," BSac

141:146-57.

            22John Welch suggests that the issue is no longer whether chiasmus exists, but rather

contends that research should focus upon (1) frequency of occurrence and (2) the

structure's significance for exegesis (Chiasmus in Antiquity [Hildesheim: Gerstenberg,

1981] 9). John Breck suggests that an intimate connection exists between rhetorical form

fand thematic context ("Biblical Chiasmus: Exploring Structure for Meaning," BTB 17

[1987] 70-74.

            23M. Philip Scott, "Chiastic Structure: A Key to the Interpretation of Mark's

Gospel." BTB 15 (1985) 17-26.

            24George Rice, "The Chiastic Structure of the Central Section of the Epistle to the

Hebrews," AUSemS 19 (1981) 243-46.

            25Steven M. Baugh, "The Poetic Form of Colossians 1:15-20," West Th J 47 (1985)

227-44. See also Robert K. Farrell, "The Structure and Theology of Luke's Central

Section," Trin J 7ns (1986) 33-54.

            26There are several alternatives in the literature. Edward Lohse, for example, makes

a major break between 2:23 and 3:1. He suggests that the former section is instructional,

while the latter is hortatory. The conjunction XXX "therefore" marks the transition

between sections (Colossians and Philemon [Philadelphia: Fortress. Press, 1971] 132).

See also Eduard SchweIzer, The Letter to the Colossians (Minneapolis: Augsburg, 1982)

171; N. W. Meyer, The Epistles to the Philippians and Colossians and to Philemon (New

York: Funk and Wagnalls, 1985) 372, 372; Werner Kummel, Introduction to the New

Testament (New York: Harcourt Brace Jovanovich, 1982) 217; J. L. Houlden, Paul's

Letter from Prison (Philadelphia: The Westminster Press, 1977) 201; Curtis Vaughan,



212                             GRACE THEOLOGICAL JOURNAL

 

central section of Colossians is hortatory discourse (see discussion

below) and is set off from the earlier expository section by the con-

junction ou#n "therefore" in 2:16.27                                                                                       

                                                                                                                           Word

Paragraph Elements                                                       Tense-Aspect-Mood            Order

A (2:16-19)

    (1) Let no man, therefore, judge you (2:16)       Pres. 3rd singular             S-O-V

    (2) Let no man condemn you (2:18)                   Pres. 3rd singular             S-O-V

 

            B (2:20-23)

              If you have died with Christ (2:20)            Mitigated imper.-

                                                                                       Rhetorical question

              (1) which are meant for destruction (2:21)

              (2) which is a matter (2:23)

 

            B' (3:1-4)

              If you have been raised with Christ (3: 1)

               (1) seek things above (3: 1)                   Pres. 2nd plural                 (S)-0-V

               (2) think on things above (3:2)                           Pres. 2nd plural             (S)-0-V

 

A' (3:5-17)

    (1) Put to death, therefore (3:5)                                    Aorist 2nd plural           V-(S)-O

            (a) But now you also put off (3:8)                         Aorist 2nd plural           V-S-O

            (b) Do not lie (3:9)                                               Pres. 2nd plural             V

 

    (2) Put on therefore, as elect of God (3: 12)    Aorist 2nd plural           V-S-0

            (a) Let the peace of God rule (3:15)         Pres. 3rd singular                S-V

            (b) Let the word of God dwell (3:16)       Pres. 3rd singular           S-V

 

             FIGURE 3. A Discourse Layout of Colossians 2:16-3:17

 

Colossians and Philemon (Grand Rapids: Zondervan, 1980) 89; Donald Guthrie, New

Testament Introduction (Downers Grove: InterVarsity Press, 1970) 560; Everett

Harrison, Colossians: Christ All-Sufficient (Chicago: Moody Press, 1971) 17,74; and

Homer Kent, Treasures of Wisdom (Winona Lake: BMH, 1978) 25.

            Peter O'Brien offers a second position. A major break is made in 3:4. The former

section is doctrinal, while the latter is practical. The conjunction XXX marks the transition

(Colossians and Philemon [Waco: Word, 1982] 174). See also Robert Gromacki, Stand

Perfect in Wisdom (Grand Rapids: Baker Book House, 1981) 131; D. Edmond Hiebert,

An Introduction to the New Testament (3 vols; Chicago: Moody, 1977) 233; and E.

Simpson and F. F. Bruce, Commentary on the Epistle to the Ephesians and the

Colossians (Grand Rapids: Eerdmans, 1957) 174, 175.

            27George Cannon makes a major break at 2: 16 and 2: 17. The Haustafel (3: 18-4:1) is

set off from 3: 17. The basis for these conclusions is an epistolary analysis of Colossians

(The Use of Traditional Materials in Colossians [Macon: Mercer University Press, 1983]

156, 157). See also Ralph Martin, Colossians and Philemon (Grand Rapids: Eerdmans,

1973) 89; and T. K. Abbott, Epistle to the Ephesians and to the Colossians (ICC;

Edinburg: T. and T. Clark, 1985) lxi.



CHRISTOPHER: DISCOURSE ANALYSIS                       213

 

            More specifically note that the central section begins with two

imperatives, both present tense 3rd person singular. Word order is

subject-object-verb. Subsequent imperatives deviate along either or

both parameters (e.g., subsequent imperatives are 2nd person plural,

there is a shift to the aorist tense and word order changes to verb-

subject-object). The final two imperatives, however, return to the

original form (i.e., present tense 3rd singular). It is at these two locations

in the central section that the TENSION of the argument is lowest. I

return to discuss tension below. At this point it is enough to suggest

that the Imperatives in A and A' mark the on-set and the terminus of

the central section, forming an envelope structure.

            Second, A (2:16-19) and A' (3:5-17) are the exterior elements of

the chiasmus (see Figure 3). Recall that the imperatives of A and A'

(specifically 2a and 2b) form an envelope structure. One should not

conclude, however, that these imperatives balance each other to the

exclusion of the other imperatives in A' (specially la and 1b). Rather I

take A and the whole of A' to balance each other as the exterior

elements because both A and A I are hortatory discourse. This stands

over against Band B' which are expository discourse.

            The two features which characterize hortatory discourse-agent

orientation and non-chronological linkage-are present in A and A',

suggesting why these sections are hortatory discourse. With regard to

the former feature, note that the imperatives in A and A' are not

embedded (cf. B and B'; see below). The expectation of A and A' is that

believers (i.e., agents) will behave in a certain manner. Behavior, not

exposition (of a topic), is the focus.

            Logical progression is also evident. In A' (3:5-17), for example,

the imperative, "Put your members to death" (3:5), is followed by a

causal prepositional phrase, "because of which (di ]  a{) the wrath of God

is come" (3:6). The prepositional phrase provides the MOTIVATION to

obey the imperative. Note also the aorist participles which follow the

imperative, "do not lie to one another" (3:9): "since you have put off

(a]pekdusame<noi) the old man. ..(3:9) [and] since you have put on

(e]ndusame<noi) the new man" (3:10).28

            The logical progression in A (2:16-19) is not as pronounced.

Nonetheless the fact that the imperatives carry the reader forward

through this paragraph suggests that A is also hortatory discourse.

Here also believers (i.e., agents) are expected to behave in a certain

manner. The lack of tension in A is further explained below.

            And third, B (2:20-23) and B' (3:1-4) are the two central elements

of the chiasmus (see Figure 3). Note that Band B' are introduced with

 

28Whether one understands these aorist participles as causal or as attending circum-

stances following the imperative is not important here. In either case, both carry a logical

progression of thought.



214                             GRACE THEOLOGICAL JOURNAL

 

conditional clauses.29 2:20 reads, "If (ei]) you have died with Christ

from the elements of the world, why then, while living in the world, are

you subject to ordinances?" (author's translation). 3:1 reads, "If (ei]),

therefore, you have died with Christ, seek things above" (author's

translation). Also both sections refer to the earlier doctrinal exposition.

B (2:20-23) refers back to 2:11, 12 and B' (3:1-4) refers back to 2:13.

            Note also that the apodosis of both conditional sentences are

imperatives (2:20, 3:1). The rhetorical question of 2:20 is a mitigated

imperative (i.e., "you should not be subject to ordinances"). But at the

same time these imperatives are embedded within expository discourse.

Recall that the imperatives of A and A' are not embedded.

            The expository nature of the central elements is more evident in B.

The imperative of 2:20 is both mitigated and embedded within the

conditional sentence. Note also that following the conditional sentence

the elements are explained (i.e., "which are meant for destruction

[2:21] and which is a matter. .." [2:23]). The progression is logical

(non-chronological) but the focus is on a topic (non-agent orientation).

Recall that A and A' also shared logical progression but the purpose

seemed quite different. In Band B' the logical progression is a conse-

quence of explaining a topic, while in A and A' the logical progression

is used to provide motivation for believers to behave in a certain

manner. Consequently, the focus of Band B' is a topic while the focus

of A and A' is behavior.

            Though B' (3:1-4) begins with a conditional sentence, its exposi-

tory character is not as clear. In B' the imperatives are not mitigated,

but are typical 2nd person plural. The first, however, is embedded

within the conditional sentence. These (and the other imperatives) are

discussed below. At this time it is sufficient to say that a transition to

discourse peak domain occurs in this section.

            In summary it was suggested that the central section of Colossians

is a chiasmus. Evidence was offered to suggest that 2:16-3: 17 is a unit,

that 2:16-19 (A) and 3:5-17 (A') balance each other as the exterior

elements, and that 2:20-23 (B) and 3:1-4 (B') balance each other as the

 

                29It is at this point in the passage that the dynamic of interpretation becomes

apparent. The interpreter must explain the semantics of the first class condition at the

sentence level and the parallel sequence of the conditions at the discourse level. Typically,

a discussion of the conditions is limited to sentence level. Gromacki, for example, notes

that these are first class conditions, where the protasis is assumed to be true (Stand

Perfect in Wisdom, 123). Kent notes that the conditional sentences are not intended to

cause doubt, and are, therefore, translated, "since" (Treasures of Wisdom, 104). The

problem with this explanation is that it overlooks possible larger discourse patterns.

Recognition of the chiasmus provides a possible explanation as to why the conditional

sentences appear in a balanced sequence and in this specific location in the text.



CHRISTOPHER: DISCOURSE ANALYSIS                       215

 

central elements.30 The basis for this interpretation was that A and A'

are hortatory discourse and that Band B' are expository discourse. I

shall now turn to discuss the progression of thought through the

chiasmus. This will clear up several issues left unanswered.

 

Progression of Argument

 

            Discourse progresses to a climax or discourse peak. Main-line

verbs carry the text forward, while specific text features mark discourse

peak. It is proposed that the central section of Colossians is hortatory

discourse with embedded exposition. The basis for this conclusion is

the identification of discourse peak. The imperatives carry the argument

forward. Changes in tense-aspect-mood and word order and use of the

vocatives mark the progression that leads to the discourse peak.31

            In his discussion of Hebrew hortatory discourse, Longacre suggests

that imperatives (2nd pl), cohortatives (1st pl) and jussives (3rd pl) are

 

            30The chiasmus can account for an additional feature of the text, the distribution of

ou#n. It was noted above that the conjunction ou#n is that basis upon which interpreters

mark major breaks in the text (see note 27). The distribution of ou#n complements the

interpretation proposed in this paper. Although ou#n introduces B' and A', it does not

occur in B (note that there is a textual variant, but the evidence overwhelmingly favors

its absence).

            It seems reasonable that the ou#n of 2:16 and 3:1 join A and B' with the preceding

expository section of Colossians. Recall that B' makes a back reference to 2:13. it also

seems reasonable to suggest that the ou#n of 3:5 joins B' and A'. Since believers have been

raised with Christ, they have a new life and consequently should put to death their

members (3:5) and put on godly character (3:12). The logic, then, is that the theoretical

exposition (B') proceeds the consequences of that theological truth (A'). That logical

progression, however, is inverted vis-á-vis A and B. In terms of A and B, the conse-

quences of the theological truth (A) precede the theological implication (B). Therefore, if

my analysis is correct that A and B are inverted because of the chiasmus, one would

expect ou#n to be absent at 2:20. This interpretation is summarized as follows.

 

                        A (oun: br) Theological implication (2:16-19)

                                    B Theological exposition (2:20-23)

                                    B' (oun: br) Theological exposition (3: 1-4)

                        A' (oun) Theological implication (3:5-17)

 

                        where br means back reference to earlier position of Colossians.

 

                     FIGURE 6. Logical Development of the Central Section

 

31The progression that leads to the discourse peak is a statement based upon

Ricoeur's notion of emplotment. At this point the reader should note that the focus of

his discussion is narrative. The concept has been borrowed in this paper with the

assumption that hortatory discourse, like narrative, is going somewhere. A progressive

research program will further validate the expandability of the notion, emplotment,

across non-narrative discourse types.



216                 GRACE THEOLOGICAL JOURNAL

 

unranked (see Chart 2 above). Each form of imperative marks the

main-line (or primary line of exhortation). Longacre explains that the

basis to choose from one of the above forms is the sociological context.

For example, if a speaker is sociologically dominant, then the impera-

tive is used (e.g., Joseph [incognito] speaks to his brothers in Gen

42:14-16 in the imperative).32

            The imperatives of the central section are interpreted differently. It

seems clear that the author maintains an authoritative position through-

out Colossians. There does not appear to be a sociological basis for

variation. Rather the imperatives carry the exhortation forward, mark-

ing the progression to the discourse peak. This interpretation can

account for changes in tense-aspect-mood, changes in word order and

the use of the vocatives.33

            The imperatives in A (2:16-19) are present tense 3rd singular.

Word order is subject-object-verb. Recall that A is hortatory discourse

though it lacks the tension characteristic of A' (3:5-17). This lack of

tension suggests that A is PRE-PEAK. The underlying claim is that at

peak, tension is highest.34

            Recall that B' (3:1-4) balances B in that both are expository

discourse. The expository character of B' is not obvious. The impera-

tives are typical present tense 2rd plural. The first imperative is em-

bedded within the conditional sentence, while the second is not.

            It is in B' that a transition occurs. The shift from 3rd person to 2nd

person imperatives increases the tension. The author moves from a

mild exhortation in A to a firm command in B'. The fact that the

second command, "Think on things above" (3:2), is not embedded,

marks the transition from expository to hortatory discourse. Again

 

            32Longacre, Joseph, 119-23.

            33Ricoeur argues that emplotment (or the organization of events) means that an

event in a story receives a definition from its contribution to the plot's development. It

follows that a story "must organize [the events] into an intelligent whole, of a sort such

that we can always ask what is the 'thought' of this story. In short, emplotment is the

operation that draws a configuration out of a simple succession" (Time and Narrative,

1:65). This means that content selection or exclusion is controlled by the "thought" or

the macrostructure. Longacre further explains this relationship: "Macrostructure analysis

attempts to make explicit how the overall plan and global purpose of a story exercises a

selective control on the incidents that are included and the relative elaboration of detail

that characterize the presentation of each incident" (Joseph, 42). Part of the interpretive

process, then, is to account for the text features (e.g., tense change) and content. It is

necessary to relate the details of the text to its general ideas or argument (Longacre,

Joseph, x). To account for these, then, provides a reasonable basis to claim that the

interpreter has a viable understanding of a given discourse.

            34Longacre's comment about the relationship between peak and tension is helpful.

He writes, "In describing a text we can draw its profile once we identify its peak(s) [note

that the discourse as a whole has a peak and that individual episodes or sections can have

a peak]. The profile attempts to represent diagrammatically the rising and falling tension

of the text with the beginning, peak, and end as reference" (Joseph, 19).



CHRISTOPHER: DISCOURSE ANALYSIS                       217

 

tension increases. At the same time note that the word order remains

object-verb. The subject is understood, a characteristic of unmarked

(i.e., regular) imperatives. The fact that the word order remains con-

stant suggests that B' is also part of PRE-PEAK (the fact that B is

embedded exposition suggests that B is part of PRE-PEAK).

            Two major shifts occur in A'. First, note that the imperatives shift

from present to aorist tense.35 And second, word -order shifts from

(subject)-object-verb to verb-subject-object.36 It seems, then, that 3:5

 

            35Typically the basis to distinguish between the aorist and the present imperative is

as follows. The aorist imperative means "start to do X," while the present imperative

means "continue to do X." McKay questions this understanding. Instead, he defines the

aorist as "representing an activity as a total action, in its entirety without dwelling on its

internal details," while the present "represents an activity as a process going on, with the

focus on its progress or development." The aorist imperative, therefore, urges activity as

a whole action, while the present imperative urges activity as an ongoing process. McKay

cites the aorist imperative, "Put to death" (Col 3:5). He suggests that this is an example

in which a specific complete action is to be performed ("Aspect in Imperatival Construc-

tions in New Testament Greek," Nov Test 27 [1985] 203,204,207,208).

            Though McKay's paper is very helpful, this paper takes the discussion one step

farther, that is a definition of tense vis-a-vis a higher level discourse concern. It is

proposed that the shift from present tense to aorist tense and back to present tense go

beyond a simple aspectual shift which, McKay would propose. Rather changes in tense-

aspect-mood mark the information structure. Figure 7 summarizes that structure vis-a-

vis the imperatives.

______________________________________________________________________________

Band 1                                                  1.1 Aorist

Primary line of exhortation                                   1.2 Present (2pl)

                                                                             1.3 Present (3s)

__________________________________________________________________

Band 2                                                           2.1 Embedded present (2pl)

Secondary line of exhortation                             2.2 Mitigated imperative

__________________________________________________________________

            FIGURE 7. Imperative Rank Scheme of the Central Section of Colossians

 

            The scheme only reflects the information structure of the central section of Colos-

sians. Band 1 imperatives carry higher levels of tension. It is suggested in this paper that

the use of the vocative with the aorist tense marks the on-set of the domain of peak (3:5)

and the discourse peak of the central section (3:12). Additional research will test this

rank scheme's expandability to other portions of (NT) Greek hortatory discourse.

            36Blass-Debrunner suggest that Greek word order tends to be verb-subject-object.

They do observe, however, that this word order is characteristic of narrative (Grammar

of the New Testament, 428; see also Harold Greenlee, A Concise Exegetical Grammar of

the New Testament Greek [Grand Rapids: Eerdmans, 1986] 38). This observation is

quite important. This paper has suggested that the typical word order for imperatives in

the central section of Colossians is subject-object-verb. The word order does shift to

verb-subject-object at the on-set of peak domain. It is at this location that the tension

begins to peak. One should not conclude, however, that this interpretation conflicts with

the observations of Blass-Debrunner. The word order that they have observed is char-

acteristic of narrative while the suggested word order in this paper is characteristic of

hortatory discourse. Longacre writes that different features which characterize narrative

will differ from those which characterize hortatory discourse ("Verticle Revolution in



218                 GRACE THEOLOGICAL JOURNAL

 

marks the on-set of PEAK-DOMAIN. A set of text features-change in

tense-aspect-mood and word order change-point to a shift in the

argument as tension increases.

            Even within the domain of peak, an additional feature is present,

the use of the vocative. Note that the imperative, "Put to death" (3:5) is

unmarked that is, the subject is understood (cf. the imperative in B').

Note, however, the imperative, "Put off" (3:8). The subject is overt, the

plural pronoun u[mei?j "you" is present. This increases the tension.

            The imperative "Put on" (3:12) marks the DISCOURSE PEAK of the

central section. Note that the imperative is aorist and the word order is

verb-subject-object. But at the same time the imperative is highly

marked and stands apart from all the imperatives. The use of the

extended vocative, "elect of God, saints and beloved," brings the

tension to a climax. The text features of 3:12, taken as a set, mark this

imperative as unique. Consequently, this imperative is taken as the

final and most effective attempt to change the behavior of the readers.

            The imperative, "Let the peace of God rule in your hearts" (3:15),

marks POST-PEAK. Tension drops off as the author returns to use the

present tense 3rd singular imperatives. Word order also returns to

subject-verb (note that the verbs are intransitive).

            Figure 4 illustrates the interpretation of the argument of the

central section of Colossians as it progresses from pre-peak, to peak

domain, to peak and to post-peak.

 

                            Let no man judge you (2:16)

                            Let no man condemn you (2:18)

                        Mitigated imperative [rhetorical question] (2:20)

                          Seek things above [embedded imperative] (3:1)

                               Think on things above (3:2)

                                  Put to death (3:5)

                                    But now you also put off (3:8)

                                       Put on as elect of God, saints and beloved (3:12)

                            Let the peace of God rule (3:15)

                            Let the word of God dwell (3:16)

 

       FIGURE 4. Tension and Argument Structure of the Central Section of Colossians

 

Function of the Chiasmus

 

            Typically the central element(s) of a chiasmus is the emphatic

focus.37 Augustine Stock calls this the climactic centrality.38 Ronald

__________________________________________________________________

Linguistics," 247-70). This suggests that there are two areas which need additional

attention: (1) the relationship between word order and discourse type and (2) the

relationship between word order and information structure. It may no longer be advisable

to discuss word order in terms of emphasis alone.

            37Welch, Chiasmus in Antiquity, 10.

            38Augustine Stock, "Chiastic Awareness and Education in Antiquity," BTB 4 (1984)

23.



CHRISTOPHER: DISCOURSE ANALYSIS                       219

 

Man expands upon this and further explains the possible usages of the

chiasmus. He suggests that a chiasmus might point to the following:

emphasis of a passage (Luke 1:6-25), the point of a passage (John

1:1-18) or the purpose of a book (Luke 10:25-18:18).39

            The chiasmus proposed in this paper, however, seems to have a

different function. The central elements of the chiasmus (2:20-3:4) do

not mark the emphatic focus of the central section (i.e., discourse

peak). Rather, as noted above, both B (2:20-24) and B'(3:1-4) make a

back reference to the earlier exposition (1:9ff). B specifically refers

back to 2:11, 12 and B' refers back to 2:13. This back reference, then,

provides the cohesion which ties the expository section of Colossians

(1:9ff) to the hortatory section or the central section of Colossians

(2:16-3:17). Discourse peak is not identified with the central elements,

but is identified with the imperative "Put on" (3:12) in A'. Figure 5

summarizes this interpretation.

Colossians

 


            Exposition                                                                              Exhortation

              (1:9ff)                                                                                  (2:16-3:17)

                   |                                                                               Theological implication:

                   |                                                                               Hortatory discourse

                   |                                                                                        (2:16-19) /

                  |                                                                                                         /

                  |                                                                             Theological exposition:

            Death                                                                            Embedded expository

         (2:11, 12)                                                                        Discourse (2:20-24)

                  |                                                                                         |

                   |                                                                              Theological exposition:

            Resurrection                                                                Embedded expository

               (2:13)                                                                        Discourse (3:1-4)

                                                                                                                            \      

                                                                                                    Theological implication:

                                                                                                    Hortatory discourse

                                                                                                    (3:5-17)

               FIGURE 5. Cohesion of the Book of Colossians

Summary

 

            In summary, this paper proposed that a chiastic structure marks

the central section of Colossians. 2:16-3:17 forms a unit. A simple

chiasmus serves as the structural rubric. A (2:16-19) and A' (3:5-17)

balance each other as the external elements. Each are taken as hortatory

discourse. B (2:20-23) and B' (3:1-4) balance each other as the central

elements. Each are taken as expository discourse.

 

            39Man, "The Value of Chiasm," 146-57.



220                 GRACE THEOLOGICAL JOURNAL

 

            The central section of Colossians is hortatory discourse with

embedded exposition. The imperatives mark the main-line which car-

ries the argument forward. Specific changes in tense-aspect-mood and

word order and the use of the vocative serve to mark pre-peak, peak

domain, peak and post-peak. The imperative, "Put on, therefore, as

elect of God, saints, beloved, ..." (3:12), is identified as discourse

peak.

 

                                     IMPLICATIONS

 

            Several implications follow from this study. The first implication

is the potential value discourse grammar has for the interpretation of

the NT. The value of such a research program is that the interpreter is

provided with a method by which one can ask different types of

questions and by which one can address those questions. Such questions

might include, what are the text-based features that point to the

discourse peak? How do the text features mark the progression to that

peak? How is a given section of text to be divided? What are the

text-based features that point to that conclusion? What is the main

point of a given section of text? How does the identification of peak

contribute to understand that main point?

            The second implication is the matter of evidence and argumenta-

tion. This study showed that a number of grammatical changes occurred

in the central section of Colossians--tense-aspect-mood, word order

changes and the use versus non-use of the vocative. In turn a set of

interpretive conclusions were offered to account for those text-based

features. This should not imply that this set of conclusions are the final

answer. This paper simply provides an interpretation that can account

for these features. It seems to follow, however, that an alternative

interpretation must also be able to account for the same features.

            And the third implication is the value of identifying discourse

types. More specifically, the basis for positing a chiasmus as the

structural framework for the central section is the identification of

discourse types. Recall that the exterior elements are hortatory dis-

course while the interior elements are expository discourse. Typically,

however, a chiasmus is identified by content. An implied consequence

is that the parallel content must be of relatively equal length (i.e.,

number of words). Constructing a chiasmus in such a manner would

call into question the proposed chiasmus of this paper, for A and A'

are not of relatively equal length (A' is about twice the length). How-

ever, if it is possible to posit a chiasmus based upon discourse types,

length may no longer be an a priori factor of evaluation.

 


This material is cited with gracious permission from:

            Grace Theological Seminary

            200 Seminary Dr.

            Winona Lake,  IN   46590

www.grace.edu

Please report any errors to Ted Hildebrandt at:  thildebrandt@gordon.edu